Latest Head Compliance jobs in Kowloon (page 2)

119 Head Compliance Jobs in Kowloon - page 2

Legal and Compliance Manager ICBC Asset Management (Global) - Hong Kong Please click "Apply Now" to submit your application with CV attached stating both the existing and expected salary. Competitive 8 days ago
Vice President, AML Advisory, Legal, Compliance & Secretariat DBS Bank Ltd To prepare and distribute review and testing reports and provide valid recommendations to Business Units and Supporting Units on observations identified, ensure all follow up actions raised during compliance... 4 days ago
Head of Compliance Governance, Oversight and Reporting DBS Bank Ltd Supervise the dedicated compliance teams, namely central compliance, T&O compliance as well as compliance testing and ensure quality deliverables with no modus operandi and lapses within the HK Compliance... 17 days ago
Head of Legal & Compliance (real estate/ property experience is preferred) Manpower Services (Hong Kong) Limited - - Head of Legal & Compliance (real estate/ property experience is preferred) Support department head to conduct internal investigation and draft conclusion report Mature, self-initiative, detail oriented... - 15 days ago
Compliance Officer (With Legal Background) Phillip Securities (HK) Ltd All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. Strong command of both written and... 18 days ago
Vice President, Head of AML/CFT RegTech Team, AML, Compliance & AML Fubon Bank (Hong Kong) Limited - Central *All personal data provided by job applicants will be used for recruitment purposes only in accordance with the Bank’s Personal Data Information Collection Statement, a copy of which is available on our... 11 days ago
Head of Asia Pacific Equities Compliance, Executive Director, Hong Kong Morgan Stanley - Hong Kong Training Develop training materials and provide training to Institutional Equity Division staff Industry contacts Lead communications with industry participants to ensure appropriateness and consistency... Competitive 10 days ago
Manager / Senior Manager / Head of Risk and Compliance (MIC) - Multi Family Office Omni Group Asia Ltd. Report regularly to the senior management and board of directors on risk and compliance matters, including significant issues, emerging risks, and regulatory developments. Develop and implement policies... 15 days ago
Audit Manager / Assistant Vice President, Internal Audit Fubon Bank (Hong Kong) Limited - North Point Conduct functional risk and control assessment to assist in compilation of risk-based Annual Audit Planning. Provide technical advice and guidance to team members when assigned as team leaders in audit... 4 days ago
Head of Regulatory Compliance - Leading Financial Institution Ashford Benjamin Ltd - Hong Kong Responsibilities: Responsible for Hong Kong Regulatory Compliance matters Act as regulatory advisor to securities, wealth management and asset management business and control function Monitor relevant... Competitive 18 days ago

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