116 Head Compliance Jobs in Quarry Bay - page 2
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Analyst (Assistant Relationship Manager), Japanese Corporate Banking Division MUFG - Kowloon, hk We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.With a vision to be the world’s most trusted financial group,... 5 days ago
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Legal and Compliance Manager ICBC Asset Management (Global) - Hong Kong Responsibilities: Develop and execute a risk-based annual compliance review plan, compliance review program and and internal audit plan for the company, considering regulatory requirements, industry best... Competitive 2 days ago
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Head of Legal & Compliance (real estate/ property experience is preferred) Manpower Services (Hong Kong) Limited - - Review and revise compliance manuals, policies, procedures and systems to keep abreast of new and regulatory changes Liaise and manage external legal consultants and counsels to manage any litigations... - 9 days ago
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Head of Compliance Governance, Oversight and Reporting DBS Bank Ltd Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our... 11 days ago
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Compliance Officer (With Legal Background) Phillip Securities (HK) Ltd You will be part of a dynamic compliance team responsible for developing and enhancing compliance strategies to ensure that regulatory requirements are met and aligned with business needs. Your role will... 12 days ago
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Head of Asia Pacific Equities Compliance, Executive Director, Hong Kong Morgan Stanley - Hong Kong About the Role Based in Hong Kong and reporting to Head of Sales and Trading Compliance for Asia, this role will provide regional compliance coverage for Morgan Stanley's Equities business, namely Execution... Competitive 4 days ago
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Vice President, Head of AML/CFT RegTech Team, AML, Compliance & AML Fubon Bank (Hong Kong) Limited - Central To assist the Head of Anti-Money Laundering to develop and enhance the Bank’s Anti-Money Laundering Systems and implementation of RegTech solutions to ensure that the Bank is in compliance with the relevant... 5 days ago
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Manager / Senior Manager / Head of Risk and Compliance (MIC) - Multi Family Office Omni Group Asia Ltd. Act as the main point of contact for regulatory authorities and manage regulatory inspections, inquiries, and reporting requirements. Prepare and present regular reports on the performance, achievements... 9 days ago
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Analyst, FCC, Investigations Kowloon, Hong Kong, Hong Kong Implement the vision, strategy, direction and leadership for the Country/Department, consistent with the vision and strategy for FCC and in support of the Group’s strategic direction and growth aspirations... 24 days ago
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Head of Regulatory Compliance - Leading Financial Institution Ashford Benjamin Ltd - Hong Kong Responsibilities: Responsible for Hong Kong Regulatory Compliance matters Act as regulatory advisor to securities, wealth management and asset management business and control function Monitor relevant... Competitive 12 days ago
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