Latest Head Compliance jobs in Sha Tin (page 2)

119 Head Compliance Jobs in Sha Tin - page 2

Manager / Senior Manager / Head of Risk and Compliance (MIC) - Multi Family Office Omni Group Asia Ltd. Act as the main point of contact for regulatory authorities and manage regulatory inspections, inquiries, and reporting requirements. Prepare and present regular reports on the performance, achievements... 7 days ago
Head of Asia Pacific Equities Compliance, Executive Director, Hong Kong Morgan Stanley - Hong Kong About the Role Based in Hong Kong and reporting to Head of Sales and Trading Compliance for Asia, this role will provide regional compliance coverage for Morgan Stanley's Equities business, namely Execution... Competitive 2 days ago
Head of Regulatory Compliance - Leading Financial Institution Ashford Benjamin Ltd - Hong Kong Responsibilities: Responsible for Hong Kong Regulatory Compliance matters Act as regulatory advisor to securities, wealth management and asset management business and control function Monitor relevant... Competitive 10 days ago
Assistant Vice President, Legal & Compliance Department - Compliance Assurance SUMITOMO MITSUI BANKING CORPORATION - Central Review and assess the adequacy and effectiveness of the Bank’s compliance risk control framework. Identify key deficiencies, assess the implications, and provide recommendations to the relevant stakeholders... 21 days ago
Group Company Secretary JH Partners Asia Company Limited - Hong Kong Job Responsibilities: Manage and oversee the accounts of relevant group companies with external parties such as banks, payment institutions, securities brokers, exchanges, custodians, stablecoin issuers... HK$40k - HK$60k 3 days ago
KYC/CDD Analyst - International Law Firm (up to 26k) Aquis Search Limited An international law firm is looking for a Compliance Analyst. This is a permanent position. You will be joining a sizable Compliance Department and training will be provided to junior candidates. • Identifying... 9 days ago
Head of Compliance (S&T focussed) Unicorn Advisor (HK) Limited - Hong Kong Will be working along with head of legal Needs to have strong global markets (sales and trading) SFC compliance leadership experiences. highly competitive 17 days ago
Head Of Legal & Compliance (Chinese leading Securities) Develop and implement policy and procedure to meet the internal compliance requirement and external regulatory requirements Strong knowledge and experience of compliance framework design and implementation... 23 days ago
Head of Compliance AIA International Limited. - Hong Kong And we build on this every day with our ambition to engage one billion people to live Healthier, Longer, Better Lives by 2030. And to get there, we need leaders with the courage, clarity and humanity to... Competitive 23 days ago
Manager/Senior Manager/Head of Risk and Compliance (MIC) - Multi Family Office Omni Group Asia Ltd. - Hong Kong Monitor and assess changes in AML regulations and update internal policies and procedures accordingly Stay up-to-date with new and evolving regulatory requirements and ensure timely implementation of necessary... HK$40k - HK$60k 13 days ago

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