118 Head Compliance Jobs in Tsim Sha Tsui - page 2
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Head of Compliance Governance, Oversight and Reporting DBS Bank Ltd Compliance Governance, Oversight and Reporting reviews within one unit in Compliance for the purpose/benefit of benchmarking practices across different BU/SUs internally and identify specific area/unit... 10 days ago
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Compliance Officer (With Legal Background) Phillip Securities (HK) Ltd At least 2 years solid experience in legal, compliance or audit. High regard will be given to applicants from international financial institutions or professional services firms Strong organizational skills... 11 days ago
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Manager, Operations - Settlement Kowloon, Hong Kong, Hong Kong Resolve all problematic transactions on operations and proactively work closely with internal & external parties such as counterparties and the central depository to pre-empt potential service level issues... 8 days ago
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Analyst (Assistant Relationship Manager), Japanese Corporate Banking Division MUFG - Kowloon, hk Support relationship management team to follow up client documents; Contact or visit customers to assist in business promotion and operational issues Work in partnership with Compliance, Head Office, Credit... 4 days ago
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Fund Accountant, Fund Services Kowloon, Hong Kong, Hong Kong Partner with Countries and Financial Markets (FM) Sales to ensure the key services are being performed to the standard required. Alignment to FM growth targets and creating an agenda which mirrors the... 10 days ago
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Vice President, Head of AML/CFT RegTech Team, AML, Compliance & AML Fubon Bank (Hong Kong) Limited - Central Promote a culture of continuous improvement involves identifying areas for enhancement, exploring emerging technologies and trends in RegTech and implementing best practices to optimize compliance processes... 4 days ago
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Manager / Senior Manager / Head of Risk and Compliance (MIC) - Multi Family Office Omni Group Asia Ltd. Establish and maintain effective risk governance frameworks, including risk appetite statements, risk tolerance levels, and risk reporting structures All applications applied through our system will be... 8 days ago
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Head of Asia Pacific Equities Compliance, Executive Director, Hong Kong Morgan Stanley - Hong Kong Key Responsibilities Provide advice on regulatory interpretation and compliance issues in the Equities coverage areas; develop and deliver proactive strategies that support compliance / business objectives... Competitive 3 days ago
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Head of Regulatory Compliance - Leading Financial Institution Ashford Benjamin Ltd - Hong Kong Responsibilities: Responsible for Hong Kong Regulatory Compliance matters Act as regulatory advisor to securities, wealth management and asset management business and control function Monitor relevant... Competitive 11 days ago
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KYC/CDD Analyst - International Law Firm (up to 26k) Aquis Search Limited All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. • Demonstrate compliance with KYC policies... 10 days ago
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